Approve a marketing piece from the airport gate.
From the RegFin mobile app a CCO can approve marketing reviews, triage trade exceptions, e-sign attestations and vendor DDQs, search any record, and ask the AI copilot by voice, all with the same evidence trail as the web app.
Everything that used to require getting to the laptop now happens in 30 seconds on the phone: the queue, the trade exceptions, the vendor renewals, the pending acknowledgments. Same evidence, same audit trail, on an installable app or any browser.
The work that used to wait until Monday.
Mobile isn't a stripped-down viewer. It's the same workflow engine, prioritized for one-thumb decisions and re-typed to fit a 6-inch screen.
Approve a marketing piece
Open the post, the email, the deck. Read the AI's flags. Approve, request changes, or escalate, with a comment threaded back to the marketer. Full disclosures preview included.
Triage a trade exception
The breach, the band, the household context, the advisor's note, all on one screen. Acknowledge, request remediation, or override with a reason that's filed.
Look up any record
Full-text search across documents, archived comms, vendor records, trades. Answer a question on the move without firing up the laptop.
Sign on the phone
Approve a vendor DDQ, complete a form, e-sign attestations and approvals, all with the same audit trail as the web app.
See what changed
Daily digest at 7:30 a.m.: what landed in the queue overnight, what slipped past SLA, what's coming due. Tap to open, swipe to dismiss.
Talk to the platform
Ask the AI Copilot a question by voice ("show me last quarter's marketing pieces that got changes-requested") and get a result you can act on, with citations.
What's on each surface.
Mobile is for the decision moments: approve, triage, look-up, sign. The heavy authoring is still web. Both are first-class.
| Capability | Web | Mobile |
|---|---|---|
| Approve / decline / comment on queue items | ✓ | ✓ |
| Read any archived comm, doc, or record | ✓ | ✓ |
| Full-text + filter search | ✓ | ✓ |
| e-sign attestations, DDQs, vendor renewals | ✓ | ✓ |
| Voice copilot Q&A | ✓ | ✓ |
| Run a new campaign (build the audience, schedule) | ✓ | — |
| Configure trade-monitor bands & policy | ✓ | — |
| Author / edit a doc template | ✓ | — |
| Admin: users, roles, integrations | ✓ | — |
| Bulk operations & data export | ✓ | — |
Tuned to interrupt for the right things.
Critical exceptions surface immediately. Daily digest at 7:30 a.m. SLA-breach risks an hour before the breach, not after. And the noisy stuff stays out of the notification tray.
- → Quiet hours: no non-critical pushes between 6 p.m. and 7 a.m. local.
- → Per-category opt-in: toggle trade exceptions, marketing queue, vendor renewals, and ack drops independently.
- → Smart silence: if you're already triaging on web, mobile doesn't double-buzz.
Common questions.
Stop letting "I'll do it Monday" become Friday at 8 p.m.
The CCO's queue, on the phone, with the same evidence trail. Book a demo to see the mobile app in action.
Book a demo →